| KOTAK SMALL CAP FUND
Small cap fund - An open-ended equity scheme predominantly investing in small cap stocks
| KOTAK SMALL CAP FUND
Small cap fund - An open-ended equity scheme predominantly investing in small cap stocks

  

  
Investment Objective
The investment objective of the scheme is to generate capital appreciation from a diversified portfolio of equity and equity related securities by investing predominantly in small cap companies. There is no assurance that the investment objective of the Scheme will be achieved
The investment objective of the scheme is to generate capital appreciation from a diversified portfolio of equity and equity related securities by investing predominantly in small cap companies. There is no assurance that the investment objective of the Scheme will be achieved
Issuer/Instrument Industry/
Rating
% to Net
Assets

Equity & Equity related
Consumer Durables 17.71
Sheela Foam Ltd 3.68
Century Plyboards (India) Ltd. 3.45
Dixon Technologies India Ltd 3.13
Amber Enterprises India Ltd 2.76
Blue Star Ltd. 2.53
V-Guard Industries Ltd. 1.21
Orient Electric Ltd. 0.95
Industrial Products 12.24
Supreme Industries Limited 3.37
Nilkamal Ltd 2.52
Carborundum Universal Ltd. 2.32
Apollo Pipes Ltd 1.29
Schaeffler India Ltd 1.28
WPIL Ltd 0.80
Finolex Cables Ltd. 0.66
Chemicals 8.56
Galaxy Surfactants Ltd 2.86
Alkyl Amines Chemicals Ltd. 2.49
Solar Industries India Limited 1.90
Atul Ltd. 1.31
Ferrous Metals 6.18
APL Apollo Tubes Limited 3.17
Ratnamani Metals & Tubes Ltd. 3.01
Cement 5.49
JK Cement Ltd. 3.27
The Ramco Cements Ltd 2.22
Software 5.57
Persistent Systems Limited 3.19
Cyient Ltd. 1.45
Happiest Minds Technologies Limited 0.93
Transportation 4.22
Blue Dart Express Ltd. 2.79
Great Eastern Shipping Company Ltd 1.43
Construction 3.83
Kajaria Ceramics Ltd. 1.77
JMC Projects (India) Ltd 1.21
Mahindra Lifespace Developers Ltd 0.85
Consumer Non Durables 3.67
Prataap Snacks Ltd 2.28
Heritage Foods Ltd 1.39
Textile Products 3.61
Lux Industries Limited 2.90
Kewal Kiran Clothing Limited. 0.71
Pesticides 3.60
P I Industries Ltd 2.19
Dhanuka Agritech Ltd 1.41
Banks 3.43
ICICI Bank Ltd. 1.65
AU Small Finance Bank Ltd. 1.30
RBL Bank Ltd 0.48
Household Appliances 3.23
Hawkins Cooker Ltd 3.23
Pharmaceuticals 3.04
Laurus Labs Ltd 1.59
Cadila Healthcare Ltd. 1.16
Torrent Pharmaceuticals Ltd. 0.29
Finance 2.66
Aavas Financiers Ltd 0.99
Mahindra & Mahindra Financial Services Ltd. 0.81
Shriram City Union Finance Ltd. 0.49
UTI Asset Management Company Ltd 0.37
Auto Ancillaries 2.46
Varroc Engineering Ltd. 1.16
Sandhar Technologies Ltd. 0.89
Motherson Sumi Systems Ltd. 0.41
Auto 2.45
V.S.T Tillers Tractors Ltd 2.45
Construction Project 2.29
Techno Electric & Engineering Company Limited 2.29
Industrial Capital Goods 1.41
Thermax Ltd. 0.84
BEML Ltd 0.57
Commercial Services 0.90
Security and Intelligence Services India Ltd 0.90
Retailing 0.85
Shoppers Stop Ltd. 0.85
Oil 0.83
Hindustan Oil Exploration Company Ltd. 0.83
Fertilisers 0.74
Coromandel International Ltd. 0.74
Services 0.36
Computer Age Management Services Limited 0.36
Equity & Equity Related - Total 99.33
Triparty Repo 0.96
Net Current Assets/(Liabilities) -0.29
Grand Total 100.00

Term Deposit as provided above is towards margin for derivatives transactions
Equity Derivative Exposuer is 0.10%
Note: Large Cap, Midcap and Small cap stocks as a % age of Net Assets: 3.51%, 23.68% & 72.14%.


Systematic Investment Plan (SIP) If you had invested Rs 10,000 every month
Monthly SIP of (₹) 10000 Since Inception 10 years 7 years 5 years 3 years 1 year
Total amount invested (Rs) 18,80,000 12,00,000 8,40,000 6,00,000 3,60,000 1,20,000
Total Value as on Sep 30, 2020 (Rs) 56,19,387 23,61,172 12,24,607 7,24,451 4,05,303 1,42,732
Scheme Returns (%) 12.82 12.98 10.59 7.47 7.85 36.99
Nifty Smallcap 100 (TRI) Returns (%) 7.17 5.78 2.90 -0.56 -2.46 34.41
Alpha 5.65 7.20 7.69 8.03 10.31 2.57
Nifty Smallcap 100 (TRI) (₹)# 34,04,566 16,14,372 9,31,106 5,91,561 3,46,541 1,41,215
Nifty 50 (TRI) (₹)^ 44,35,374 19,23,106 11,07,745 7,15,991 3,81,118 1,26,458
Nifty 50 (TRI) Returns (%) 10.18 9.12 7.78 7.00 3.74 10.15
Scheme Inception : - February 24,2005. The returns are calculated by XIRR approach assuming investment of Rs10,000/- on the 1st working day of every month. XIRR helps in calculating return on investments given an initial and final value and a series of cash inflows and outflows and taking the time of investment into consideration. Since inception returns are assumed to be starting from the beginning of the subsequent month from the date of inception. # Benchmark ; ^ Additional Benchmark
TRI – Total Return Index, In terms of SEBI circular dated January 4, 2018, the performance of the scheme is benchmarked to the Total Return variant (TRI) of the Benchmark Index instead of Price Return Variant (PRI). Alpha is difference of scheme return with benchmark return
NAV
Growth OptionRs79.667
Direct Growth OptionRs87.811
Dividend OptionRs36.534
Direct Dividend OptionRs40.541

Available Plans/Options

A) Regular Plan B) Direct Plan
Options: Dividend Payout, Dividend Reinvestment & Growth (applicable for all plans)


Fund Manager Mr. Pankaj Tibrewal*
BenchmarkNIFTY Smallcap 100 TRI $
Allotment dateFebruary 24, 2005
AAUMRs1,753.17 crs
AUMRs1,811.49 crs
Folio count75,253

Dividend Frequency

Trustee's Discretion


Ratios
Portfolio Turnover20.35%
$Beta0.79
$Sharpe ##0.12
$Standard Deviation27.36%
Source: $ ICRA MFI Explorer.

Minimum Investment Amount

Initial Investment: Rs5000 and in multiple of Rs1 for purchase and for Rs0.01 for switches
Additional Investment: Rs1000 & in multiples of Rs1
Ideal Investments Horizon: 3 years & above


Load Structure

Entry Load: Nil. (applicable for all plans)
Exit Load:
a) For redemption / switch out of upto 10% of the initial investment amount (limit) purchased or switched in within 1 year from the date of allotment: Nil.
b) If units redeemed or switched out are in excess of the limit within 1 year from the date of allotment: 1%
c) If units are redeemed or switched out on or after 1 year from the date of allotment: NIL
Revised exit load structure effective from May 13, 2020


Total Expense Ratio**

Regular: 2.26%; Direct: 0.72%


Data as on September 30, 2020


This product is suitable for investors who are seeking*:
  • Long term capital growth
  • Investment in equity & equity related securities predominantly in small cap Stocks.

* Investors should consult their financial advisers if in doubt about whether the product is suitable for them.

## Risk rate assumed to be 3.79% (FBIL Overnight MIBOR rate as on 30th September 2020).**Total Expense Ratio includes applicable B30 fee and GST.
$ With Effect from 1st November 2019, the Benchmark is changed to Nifty Small Cap 100 TRI from Nifty Small Cap 50 TRI.
* For Fund Manager experience, please refer 'Our Fund Managers'
For last three dividends, please refer 'Dividend History'.
For scheme performance, please refer 'Scheme Performances'